Fund Regulation and Compliance

We assist investment advisers, managers, promoters and distributors on the application and interpretation of financial services regulations in Bermuda, the British Virgin Islands, the Cayman Islands, Guernsey and Jersey.

We have a proven track record in advising clients on their strategic regulatory issues, including the establishment and management of licensed operations in our five jurisdictions.

We support our clients in developing and maintaining productive relationships with the regulatory authorities in our  jurisdictions and in advising them on regulatory investigations.

Our clients value our wide experience and knowledge of financial services law, practice and policy, which saves time and costs at the outset of the business and throughout the lifecycle of the fund.