Fund Regulation and Compliance

We assist investment advisers, managers, promoters and distributors on the application and interpretation of financial services regulations in Bermuda, the British Virgin Islands, the Cayman Islands, Guernsey and Jersey.

We have a proven track record in advising clients on their strategic regulatory issues, including the establishment and management of licensed operations in our five jurisdictions.

We support our clients in developing and maintaining productive relationships with the regulatory authorities in our  jurisdictions and in advising them on regulatory investigations.

Our clients value our wide experience and knowledge of financial services law, practice and policy, which saves time and costs at the outset of the business and throughout the lifecycle of the fund.

Find a Lawyer

  • Annette Alexander
  • Christopher Anderson
  • Christopher Griffin
  • Matthew Grigg
  • Clinton Hempel
  • Claire Le Quesne
  • Ben Morgan
  • Daniel O'Connor
  • Steven Rees Davies
  • Wendy Garrard
  • Nienke Malan
  • Andrew Munro
  • Andrea Steel
  • Andrew Tually
  • Shane Westin
  • Rachel de la Haye
  • Jessica Dewsnip
  • Steven Khong
  • Tracey Powell
  • Mark Slater
  • Dilys Hung
  • Holly Barber Collis
  • Thomas Bulfin
  • Marco Carossa
  • Devon Clarke
  • Claire Cooke
  • Tshogofatso Dhlamini
  • Charlie Hurst
  • Edward Kelleher
  • Daniel Long
  • Stephen Parnell
  • Katie Wilkins
  • Wei Xun Toh
  • Thomas De La Cour
  • Hollie Herman
  • Christy Kan