Regulatory header image

Regulatory

监管

The regulatory environment is increasingly demanding and complex for businesses across all sectors. Our approach is to cut through this complexity and provide businesses with a clear path saving them time, money and resources.

We advise businesses on the full spectrum of regulatory issues relating to Bermuda, British Virgin Islands, Cayman Islands, Guernsey and Jersey law. Our core regulatory and compliance expertise lies in advising financial services clients, including banks, corporates, investment managers, family offices, fund administrators and trust companies along with their investors.

Our lawyers have built strong relationships with industry regulators, including the Bermuda Monetary Authority (BMA), the BVI Financial Services Commission (BVIFSC), the Cayman Islands Monetary Authority (CIMA), the Guernsey Financial Services Commission (GFSC) and the Jersey Financial Services Commission (JFSC), and have a comprehensive understanding of the regulatory environments in each jurisdiction. We also work alongside the respective government bodies and trade associations to help shape the regulatory frameworks and policies.

Our regulatory and compliance services include:

  • Anti-money laundering (AML)
  • Cybersecurity, data protection and GDPR
  • Perimeter advice
  • Authorisation and registration
  • Disclosure/restraint orders
  • Investigations and regulatory enforcement action
  • General compliance, including audits and training
  • M&A due diligence support and reporting obligations
  • Mutual legal assistance (MLA)
  • Risk management
  • Anti-corruption and sanctions obligations
  • Tax information exchange requests (TIEA)
  • Taxation and economic substance
  • Remediation programmes
  • AEOI - FATCA and CRS
  • AIFMD
  • Beneficial ownership requirements
  • Licence applications, exemptions, amendments and surrenders
  • Fintech and Regtech regulation

各行各业的企业面临着日益严苛和复杂的监管环境。我们的理念是减少繁琐,为企业提供省时省力省钱的路径。

我们为企业就百慕大、英属维尔京群岛(BVI)、开曼群岛、根西岛和泽西岛法律的各种监管问题提供意见。我们强大的监管和合规专业团队为金融服务业客户提供咨询服务,包括银行、公司、投资管理人、家族办公室、基金管理人、信托公司及其投资人。

我们的律师团队与行业监管机构建立了稳固的关系,其中包括百慕大金融管理局(BMA)、英属维尔京群岛金融服务委员会(BVIFSC)、开曼群岛金融管理局(CIMA)、根西岛金融服务委员会(GFSC)和泽西岛金融服务委员会(JFSC),对每个司法管辖区的监管环境拥有全面的了解。我们还与相应的政府机构和行业协会合作,帮助制定监管框架和政策。

我们的监管与合规服务包括:

  • 反洗钱 (AML)
  • 网络安全、数据保护及通用数据保护条例
  • 金融行为监管局 (FCA) 周界建议
  • 授权及注册
  • 披露/限制令
  • 调查及监管执法行动
  • 一般合规性,包括审计及培训
  • 并购尽职调查支持及报告义务
  • 司法协助 (MLA)
  • 风险管理
  • 反腐败及制裁义务
  • 税务信息交换请求 (TIEA)
  • 税收及经济实质
  • 整治方案
  • 自动交换财务帐户数据 (AEOI) - 外国账户税务合规法案 (FATCA) 及共同报告准则 (CRS)
  • 欧盟另类投资基金经理指令
  • 受益所有权要求
  • 牌照申请、豁免、修订及放弃
  • 金融科技及监管科技规定

Find a Lawyer

  • Tim Bamford
  • Andrew Boyce
  • Bernadette Carey
  • Russell Clark
  • Tim Corfield
  • Emily Cornhill
  • Rachel de la Haye
  • Mark Dunster
  • Michelle Falcucci
  • Jarrod Farley
  • Peter German
  • William Grace
  • Elaine Gray
  • Christopher Griffin
  • Matthew Grigg
  • Alex Hall Taylor KC
  • Michael Hanson JP
  • Natasha Kapp
  • Elizabeth Killeen
  • Tony Lane
  • Karen Le Cras
  • Nienke Malan
  • Kyle Masters
  • Robert Milner
  • Ben Morgan
  • Daniel O'Connor
  • Marcus Pallot
  • Steven Rees Davies
  • Keith Robinson
  • Alexa Saunders
  • Huw Thomas
  • Andrew Tually
  • Matthew Watson
  • Jay Webster
  • James Willmott
  • Gavin Woods
  • Tim Wright
  • John Greenfield
  • Graham Hall
  • Henry Harford
  • Michael Frith
  • Matthew Rush
  • Carly Parrott
  • Laila Arstall
  • Charissa Ball
  • Ashley Fife
  • Stephen Fitzgerald
  • Simon Florance
  • Wendy Garrard
  • Bradley Houlston
  • Oliver Lindop
  • Katrina Lindsay
  • Oliver MacKay
  • Andrew Munro
  • Andrea Steel
  • Sukhvinder Chana
  • James Cooke
  • Jessica Dewsnip
  • Alexandra Fox
  • Steven Khan
  • Mike Kushner
  • Jason Mbakwe
  • Cheri Minors
  • Jamie Oldfield
  • David Patterson
  • Tracey Powell
  • Mark Slater
  • Wei Xun Toh
  • Holly Barber Collis
  • Mahogany Bean
  • Claire Cooke
  • Thomas De La Cour
  • Matthew Dulaney
  • Erinn O'Brien
  • Tom Stuart
  • Marcus Symonds
  • Christopher Tan
  • Oliver Tonge
  • Nicholas Vasic
  • Thomas Wilmot-Josife
  • Cameron Keys
  • Dawn Barclay