Regulation of Trust Company Business

Our lawyers support you by providing up-to-date advice and direction on compliance and regulation matters. We advise on all aspects of industry regulation and compliance, including anti-money laundering (AML), regulatory processes, authorisation and registration, investigations and employment matters. We can also provide advice and due diligence services for fiduciary businesses embarking on merger and acquisition activities. 

We can advise you in both a non-contentious and contentious capacity, helping you to mitigate risk in your business by raising awareness of the requirements of local laws and regulatory codes of conduct.

Where regulatory failings are discovered, our experts provide clear and practical advice to limit the role of external consultants and contain costs. This can include establishing remediation programmes, handling communications with the regulator, and adjusting policies and procedures to minimise the impact on your staff and business.